- All insurance brokers are covered by AML-CFT, unless they meet the strict criteria of ancillary activity;
- A good understanding of risks is essential to the implementation of vigilance obligations;
- All brokers must have an appropriate organization in place, including training AML-CFT, the appointment of a manager AML-CFT and the registration of a contact with Tracfin;
- Brokers' attention is drawn to a number of recent changes in customer knowledge, for which they play an essential role;
- Un dispositif de surveillance des opérations est obligatoire, même en cas de risque faible ;
- Discussing suspicions with the insurer does not exempt the broker from filing a report with Tracfin;
- Brokers, whether or not they receive customer funds, are obliged to implement the freezing of assets and the prohibition on making economic resources available;
- Brokers must set up an appropriate internal control system.
But how can you monitor sensitive transactions and people (Assets Freeze,PEP, ...) without it becoming time-consuming or economically unrealistic for your firm?
La vocation des outils « clés en main » d’AP Solutions IO est de détecter de façon productive, traçable & explicable, fluide & rapide, les personnes ou transactions sensibles, pour respecter les règlementations et les obligations de déclaration de suspicions auxquelles vous êtes soumis.
100% target Regulatory Compliance with drastically reduced processing time thanks to a formidable detection and reduction engine, automated end-to-end, with over 70 reduction criteria and real-time response!
With our SaaS full APIapplication, the barriers to entry are low, and the cost of operation particularly economical. Easy to use and intuitive ergonomics !
Thefull service subscription depends on the number of third parties to be filtered, and the type of lists selected for filtering, strictly limited to your risk appetite. Invoicing is based on the number of names filtered, regardless of the number of queries on a given name. A significant saving when you consider that you need to screen your portfolio of Third Parties on a daily basis... The 12-month subscription, renewable, offers a free exit during the first 3 months!
For more information, please visit the AP Solutions IO website: https: //www.ap-solutions.io
Pour en savoir plus sur vos obligations en tant que courtier voir la publication de l’ACPR.
